-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FYdG9EWEQ2NZfQT9IDTIGoOI/OxTrqU7iIsWtaLHPoD4d5VYPZJZU6yh7RCnKdNN HlPBCSw2R4uuWN3x6AsHiw== 0000912057-01-542340.txt : 20020412 0000912057-01-542340.hdr.sgml : 20020412 ACCESSION NUMBER: 0000912057-01-542340 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAXIMUS INC CENTRAL INDEX KEY: 0001032220 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 541000588 STATE OF INCORPORATION: VA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52253 FILM NUMBER: 1808170 BUSINESS ADDRESS: STREET 1: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7037344200 MAIL ADDRESS: STREET 1: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUDDY RAYMOND B CENTRAL INDEX KEY: 0001054997 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O MAXIMUS INC STREET 2: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7037344200 MAIL ADDRESS: STREET 1: MAXIMUS INC STREET 2: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 SC 13G/A 1 a2065316zsc13ga.txt SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* MAXIMUS, Inc. ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value ------------------------------------------------------------------------------- (Title of Class of Securities) 577933 10 4 ------------------------------------------------------------------------------- (CUSIP Number) September 30, 2001 ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) - ------------------------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES).
================================================== ========================================================= ======================= CUSIP NO. 577933 10 4 13G PAGE 2 OF 5 ----------- - -------------------------------------------------- --------------------------------------------------------- ----------------------- 1 NAME OF REPORTING PERSON Raymond B. Ruddy I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Not Applicable. - --------- -------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / Not Applicable (b) / / - --------- -------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------- -------------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 890,740 BENEFICIALLY OWNED BY EACH ----- -------------------------------------------------------------------------------- REPORTING PERSON WITH 6 SHARED VOTING POWER 0 ----- -------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 890,740 ----- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------- -------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 890,740 - --------- -------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable / / - --------- -------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.9% - --------- -------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ========= ==========================================================================================================================
*SEE INSTRUCTION BEFORE FILLING OUT! This Amendment No. 2 amends and supplements Amendment No. 1 to the Statement on Schedule 13G filed ("Amendment No. 1") filed by Raymond B. Ruddy and the Raymond B. Ruddy Grantor Retained Annuity Trust ("Trust") with the United States Securities and Exchange Commission on February 12, 1999, which Amendment No. 1 amended and supplemented the Statement on Schedule 13G (the "Original Statement") filed by Mr. Ruddy and the Trust with the United States Securities and Exchange Commission on February 11, 1998, to show a material decrease in the percentage of the class beneficially owned. Except as set forth below, there are no changes to the information set forth in Amendment No. 1 to the Original Statement. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in Amendment No. 1. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Item 3 is amended in its entirety by replacing the text of such item with the following text: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. Item 4 is amended in its entirety by replacing the text of such item with the following text: (a) AMOUNT BENEFICIALLY OWNED. As of September 30, 2001, Mr. Ruddy owned of record 890,740 shares of Common Stock . (b) PERCENTAGE OF CLASS. 3.9%, which percentage is based on 22,985,806 shares outstanding as of September 30, 2001. Page 3 of 5 (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) Sole power to vote or to direct the vote: 890,740 shares (ii) Shared power to vote or to direct the vote: 0 shares (iii) Sole power to dispose or to direct the disposition of: 890,740 shares (iv) Shared power to dispose or to direct the disposition of: 0 shares ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Item 5 is amended in its entirety by replacing the text of such item with the following text: This statement is being filed to report that as of September 30, 2001, the reporting person ceased to be the beneficial owner of more than five percent of the class of securities. ITEM 10. CERTIFICATION. Item 10 is amended in its entirety by replacing the text of such item with the following text: Not applicable. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 30, 2001 /s/ RAYMOND B. RUDDY - ------------------------------------- Raymond B. Ruddy Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----